SEC
U.S. Securities and Exchange Commission (SEC)
Government regulator Tier 1 🇺🇸 United States ·Since 1934
About SEC
The SEC regulates US securities markets, broker-dealers and investment advisers. Spot forex and CFDs fall under the CFTC and NFA rather than the SEC.
- Full name
- U.S. Securities and Exchange Commission
- Abbreviation
- SEC
- Type
- Government regulator
- Tier
- Tier 1
- Jurisdiction
- 🇺🇸 United States
- Established
- 1934
- Businesses on ForexXP
- 0
Businesses with a SEC license
| Business | License no. | Status | XP score |
|---|---|---|---|
| No licensees listed yet. | |||